Operations

Compliance Readiness

Per-client, per-product-line readiness for the regulated compliance bundle.

Bundle PDF generation will be implemented after the Four-Pillar Sales Process and Policy / Application phases are complete. Phase 5 ships the manifest model so we can track which artifacts are present, which are missing, and what is required per product line. Generation itself runs against finalized policies — those tables come later.

life · Patrice Thompson

Compliance Bundle — Thompson · Life

missing documents

Coverage

3 of 6

Missing

3

Required Artifacts

  • Fact Finder
  • Suitability
  • Budget Worksheetmissing
  • Brokerage Response
  • Applicationmissing
  • Delivery Receiptmissing

Bundle PDF generation lands after Pillar/Policy phases. This row is the assembly plan only.

Bundle PDF generation arrives in a later phase.

life · Reina Velasquez

Compliance Bundle — Velasquez · Life

ready

Coverage

3 of 6

Missing

3

Required Artifacts

  • Fact Findermissing
  • Suitabilitymissing
  • Budget Worksheet
  • Brokerage Responsemissing
  • Application
  • Delivery Receipt

Awaiting Fact Finder + Suitability + Brokerage Response upload before bundle is assembled.

Bundle PDF generation arrives in a later phase.